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Joseph John Butorac

Harbour Investments, Inc.

Plymouth, MN

CRD 1250594

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Employer firm

Harbour Investments, Inc. CRD 19258

$9.60B regulatory AUM 3,203 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Harbour Investments, Inc.

575 D'ONofrio Drive Suite 300, Madison, WI 53719 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2016-06-20
  • MN RA
    APPROVED
    Since 2016-06-20

Branch Locations

18200 45Th Ave North #104A, Plymouth, MN 55446 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Harbour Investments, Inc. Madison WI 09/2001 Present
Butorac, Johnson & Associates Plymouth MI 09/2001 Present
Other Businesses

1)Butorac, Johnson & Associates - DBA 2)Independent Insurance Agent, which may include selling Fixed Index Annuities, as well as other lines of insurance through various insurance carriers

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-08-02
S63 Uniform Securities Agent State Law Examination 1984-03-21
  • S66 Uniform Combined State Law Examination
    2000-08-02
  • S63 Uniform Securities Agent State Law Examination
    1984-03-21
Other Names
  • Joe Butorac

View on SEC IAPD

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