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Covington, LA • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| LA | RA | APPROVED | 2026-01-07 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Self Employed | Madisonvile | LA | 11/2014 | 07/2017 |
| Penn Mutual Life Ins Co | Horsham | PA | 04/2015 | 06/2017 |
| Hornor Townsend & Kent Inc | Horsham | PA | 04/2015 | 06/2017 |
| Mml Investors Services, Llc | Metairie | LA | 07/2017 | 09/2018 |
| Massmutual Life Insurance Company | Metairie | LA | 07/2017 | 09/2018 |
| Bankers Life & Casualty | Baton Rouge | LA | 10/2018 | 05/2019 |
| Bankers Life Securities | Baton Rouge | LA | 10/2018 | 05/2019 |
| Pruco Securities, Llc | Metairie | LA | 05/2019 | 04/2020 |
| The Prudential Insurance Company Of America | Metairie | LA | 05/2019 | 04/2020 |
| Consortium Private Wealth Llc | Mandeville | LA | 01/2024 | 12/2025 |
| The Consortium, Llc | Mandeville | LA | 04/2020 | 08/2025 |
| Smith Securities Llc | Covington | LA | 12/2025 | Present |
ARTHUR J. GALLAGHER POSITION: INSURANCE SALES AGENT; NATURE: LIFE AND HEALTH INSURANCE AND MEDICAL SUPPLEMENTS; INVESTMENT RELATED: NO; NUMBER OF HOURS: 2; SECURITIES TRADING HOURS: 2; START DATE: 05/01/2013 ADDRESS: 111 VETERANS BLVD., SUITE 1130, METAIRIE LA 70005, UNITED STATES DESCRIPTION: HAS A BROKER AGREEMENT WITH ARTHUR J. GALLAGHER TO SELL GROUP HEALTH INSURANCE, SELLS LIFE AND HEALTH INSURANCE, RECEIVES RENEWAL COMMISSIONS T. J. SEMMES HUGHS POSITION: SELF-EMPLOYED LIFE INSURANCE AGENT; NATURE: LIFE INSURANCE AND MEDICARE SUPPLEMENTS; INVESTMENT RELATED: NO; NUMBER OF HOURS: 200; SECURITIES TRADING HOURS: 6; START DATE: 05/01/1983 ADDRESS: 212 TCHEFUNCTE PARC CT., MADISONVILLE, LA 70447, UNITED STATES DESCRIPTION: SELF-EMPLOYED LIFE INSURANCE EARNING COMMISSIONS FROM LIFE INSURANCE PRODUCTS AND SELLING MEDICARE SUPPLEMENTS LE MOYNE DE BIENVILLE CLUB POSITION: board member NATURE: Social/lunch club INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 01/01/1985 ADDRESS: 666 Gravier St., New Orleans LA 70130, United States DESCRIPTION: BOARD MEMBER, ATTENDS MEETINGS TO OVERSEE THE CLUB ACTIVITIES. I DON'T HANDLE ANY FUNDS OF THE CLUB. THE IRIS CLUB POSITION: Secretary and board member NATURE: Non-Profit Mardi Gras Social Club INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 04/01/1987 ADDRESS: 666 Gravier St., New Orleans LA 70130, United States DESCRIPTION: RECORDING MINUTES FOR THE ORGANIZATING, NO COLLECTING OR RAISING FUNDS, NO MANAGEMENT OF MONIES MYSTIC KREWE OF OLYMPIA POSITION: board member NATURE: Non Profit Mardi Gras social organization INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 09/01/2004 ADDRESS: 428 E. BOSTON, COVINGTON, LA 70433 DESCRIPTION: ATTENDS MEETINGS TO OVERSEE THE ORGANIZATIONAL ACTIVITIES. I DON'T HANDLE ANY FUNDS OF THE ORGANIZATION.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2010-06-30 |
| S63 | Uniform Securities Agent State Law Examination | 2002-05-31 |
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