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Thomas Jude Semmes Hughs

Smith Securities LLC

Covington, LA

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Current Employers
Smith Securities Llc

Covington, LA • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2026-01-07
  • LA RA
    APPROVED
    Since 2026-01-07

Branch Locations

Covington, LA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Self Employed Madisonvile LA 11/2014 07/2017
Penn Mutual Life Ins Co Horsham PA 04/2015 06/2017
Hornor Townsend & Kent Inc Horsham PA 04/2015 06/2017
Mml Investors Services, Llc Metairie LA 07/2017 09/2018
Massmutual Life Insurance Company Metairie LA 07/2017 09/2018
Bankers Life & Casualty Baton Rouge LA 10/2018 05/2019
Bankers Life Securities Baton Rouge LA 10/2018 05/2019
Pruco Securities, Llc Metairie LA 05/2019 04/2020
The Prudential Insurance Company Of America Metairie LA 05/2019 04/2020
Consortium Private Wealth Llc Mandeville LA 01/2024 12/2025
The Consortium, Llc Mandeville LA 04/2020 08/2025
Smith Securities Llc Covington LA 12/2025 Present
  • 11/2014 → 07/2017
    Self Employed
    Madisonvile, LA
  • 04/2015 → 06/2017
    Penn Mutual Life Ins Co
    Horsham, PA
  • 04/2015 → 06/2017
    Hornor Townsend & Kent Inc
    Horsham, PA
  • 07/2017 → 09/2018
    Metairie, LA
  • 07/2017 → 09/2018
    Massmutual Life Insurance Company
    Metairie, LA
  • 10/2018 → 05/2019
    Bankers Life & Casualty
    Baton Rouge, LA
  • 10/2018 → 05/2019
    Bankers Life Securities
    Baton Rouge, LA
  • 05/2019 → 04/2020
    Metairie, LA
  • 05/2019 → 04/2020
    The Prudential Insurance Company Of America
    Metairie, LA
  • 01/2024 → 12/2025
    Mandeville, LA
  • 04/2020 → 08/2025
    The Consortium, Llc
    Mandeville, LA
  • 12/2025 → Present
    Covington, LA
Previous Registrations
Other Businesses

ARTHUR J. GALLAGHER POSITION: INSURANCE SALES AGENT; NATURE: LIFE AND HEALTH INSURANCE AND MEDICAL SUPPLEMENTS; INVESTMENT RELATED: NO; NUMBER OF HOURS: 2; SECURITIES TRADING HOURS: 2; START DATE: 05/01/2013 ADDRESS: 111 VETERANS BLVD., SUITE 1130, METAIRIE LA 70005, UNITED STATES DESCRIPTION: HAS A BROKER AGREEMENT WITH ARTHUR J. GALLAGHER TO SELL GROUP HEALTH INSURANCE, SELLS LIFE AND HEALTH INSURANCE, RECEIVES RENEWAL COMMISSIONS T. J. SEMMES HUGHS POSITION: SELF-EMPLOYED LIFE INSURANCE AGENT; NATURE: LIFE INSURANCE AND MEDICARE SUPPLEMENTS; INVESTMENT RELATED: NO; NUMBER OF HOURS: 200; SECURITIES TRADING HOURS: 6; START DATE: 05/01/1983 ADDRESS: 212 TCHEFUNCTE PARC CT., MADISONVILLE, LA 70447, UNITED STATES DESCRIPTION: SELF-EMPLOYED LIFE INSURANCE EARNING COMMISSIONS FROM LIFE INSURANCE PRODUCTS AND SELLING MEDICARE SUPPLEMENTS LE MOYNE DE BIENVILLE CLUB POSITION: board member NATURE: Social/lunch club INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 01/01/1985 ADDRESS: 666 Gravier St., New Orleans LA 70130, United States DESCRIPTION: BOARD MEMBER, ATTENDS MEETINGS TO OVERSEE THE CLUB ACTIVITIES. I DON'T HANDLE ANY FUNDS OF THE CLUB. THE IRIS CLUB POSITION: Secretary and board member NATURE: Non-Profit Mardi Gras Social Club INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 04/01/1987 ADDRESS: 666 Gravier St., New Orleans LA 70130, United States DESCRIPTION: RECORDING MINUTES FOR THE ORGANIZATING, NO COLLECTING OR RAISING FUNDS, NO MANAGEMENT OF MONIES MYSTIC KREWE OF OLYMPIA POSITION: board member NATURE: Non Profit Mardi Gras social organization INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 09/01/2004 ADDRESS: 428 E. BOSTON, COVINGTON, LA 70433 DESCRIPTION: ATTENDS MEETINGS TO OVERSEE THE ORGANIZATIONAL ACTIVITIES. I DON'T HANDLE ANY FUNDS OF THE ORGANIZATION.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2010-06-30
S63 Uniform Securities Agent State Law Examination 2002-05-31
  • S65 Uniform Investment Adviser Law Examination
    2010-06-30
  • S63 Uniform Securities Agent State Law Examination
    2002-05-31
Other Names
  • Semmes Hughs
  • Thomas Jude Semmes Hughs
  • Thomas Jude Semmes Hughs
  • Thomas J Semmes Hughs
  • T.J. Semmes Hughs

View on SEC IAPD

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