Dallas John Evans

Current Employers

Employment History

• 07/1992 → Present
  R. L. Evans Company, Inc, Dba Evans Capital Management Associate
  Bellevue, WA
• 01/2010 → 05/2019
  Purshe Kaplan Sterling Investments
  Albany, NY

Previous Registrations

• 2000-06-19 → 2010-01-06
  Osaic Wealth, Inc.
  Seattle, WA

Other Businesses

1) Self-Employed Notary; Address: 3535 Factoria Blvd SE, #120, Bellevue, WA 98006; Position Held: Certified Notary; Start Date: 03/08/2018; Investment Related: Yes; Total Number of Hours during Trading Hours: 1; Number of Hours during Non-Trading Hours: None. 2) Tax Preparation Services; Address: 3535 Factoria Blvd SE, #120, Bellevue, WA 98006; Position Held: Tax Preparer; Start Date: 01/01/1995; Investment Related: No; Total Number of Hours: 10 hours/month; Provided as a convenience to some clients, usually with no charge for the service. 3) R. L. EVANS CO. INC.; Address: 3535 Factoria Blvd SE, #120, Bellevue, WA 98006; Position Held: Partner; Start Date: 01/01/1983; Investment Related: Yes; Total Number of Hours: 1 hour/month; Sell approximately 4 term life insurance policies per year to clients. 4) Michael Leo Lunenschloss Trust; Address: 8337 Juanita Dr, Kirkland, WA 98034; Position Held: Trustee; Start Date: 03/10/2014; Investment Related: No; Total Number of Hours: 15 minutes/month, 0 hours during trading hours; Sign tax forms and distribute income once per year to beneficiary. Beneficiary advises on investment strategy. Existing personal relationship with beneficiary existed 10 years prior to my role as trustee. 5) Board Member, Brava Homeowners' Association; I own a condo within the Brava Homeowners' Association; Total Number of Hours during Trading Hours: 0; Number of Hours during Non-Trading Hours: 2; Meet with four other board members to discuss and make decisions on financial, maintenance, and operations matters pertaining to the HOA. This is an elected position by members of the association for a period of 3 years. I have no compensation, signing authority, control, or discretion on any financial accounts of the HOA other than providing opinions or advice as a board member. The professional management company hired by the board handles all financial affairs of the HOA.

Exams

• S65 Uniform Investment Adviser Law Examination
  2000-05-23
• S63 Uniform Securities Agent State Law Examination
  1984-06-26

Designations