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Bradford Jordan Pappas

Rocky Mountain Humane Investing LLC

Denver, CO

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Current Employers
Rocky Mountain Humane Investing Llc

Denver, CO • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2018-09-19
TX RA APPROVED 2004-01-21
CA RA APPROVED 2001-08-06
CO RA APPROVED 1999-01-01
  • FL RA
    APPROVED
    Since 2018-09-19
  • TX RA
    APPROVED
    Since 2004-01-21
  • CA RA
    APPROVED
    Since 2001-08-06
  • CO RA
    APPROVED
    Since 1999-01-01

Branch Locations

Denver, CO • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Rocky Mountain Humane Investing Fort Collins CO 04/1995 Present
  • 04/1995 → Present
    Rocky Mountain Humane Investing
    Fort Collins, CO
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1995-05-19
S63 Uniform Securities Agent State Law Examination 1984-03-26
  • S65 Uniform Investment Adviser Law Examination
    1995-05-19
  • S63 Uniform Securities Agent State Law Examination
    1984-03-26
Other Names
  • Brad Pappas

View on SEC IAPD

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