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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 1984-06-08
  • TX RA
    APPROVED
    Since 1984-06-08

Branch Locations

4245 Kemp Blvd, Wichita Falls, TX 76308 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Wichita Falls TX 02/1984 Present
Bank Of America,N.A. Wichita Falls TX 06/2011 Present
Other Businesses

I*137620 For profit or not for profit: For-Profit Organization Name of outside business organization: HHRC, LLC. Investment related: N Address of business: Wichita Falls, Texas 76308 Nature of business: LLC, Position, title, association: Owner, Start date of relationship: 4/30/2021 Number of hours devoted: 1 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: This entity will be a new primarily self service car wash in my hometown of Wichita Falls. TX... I will have no responsibilities as I am a silent partner (25 percent owner)

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1994-08-30
S63 Uniform Securities Agent State Law Examination 1984-05-09
  • S65 Uniform Investment Adviser Law Examination
    1994-08-30
  • S63 Uniform Securities Agent State Law Examination
    1984-05-09
Other Names
  • Mark Callender

View on SEC IAPD

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