Best Investors Account Sign in
Current Employers
Tiaa-Cref Individual & Institutional Services, Llc

730 Third Avenue, New York, NY 10017-3206 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2025-05-27
  • NC RA
    APPROVED
    Since 2025-05-27

Branch Locations

8500 Andrew Carnegie Blvd. Charlotte Hub, Charlotte, NC 28262 • United States

Stanley, NC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Corporation Huntersville NC 11/2009 10/2017
Massachusetts Mutual Life Insurance Company Springfield MA 10/2017 02/2018
Mml Investors Services, Llc Chalotte NC 10/2017 02/2018
Tiaa Charlotte NC 02/2018 01/2025
Tiaa-Cref Individual & Institutional Services, Llc Charlotte NC 02/2018 01/2025
Nuveen Securities, Llc Charlotte NC 10/2021 01/2025
Tiaa Charlotte NC 05/2025 Present
Tiaa-Cref Individual & Institutional Services, Llc Charlotte NC 05/2025 Present
Unemployed Huntersville NC 01/2025 05/2025
Gilreath Virtual Assistance Inc Huntersville NC 04/2021 11/2024
Previous Registrations
Other Businesses

(1) Name: American Legion Auxiliary Unit 321 Position: President Nature: Fundraising and volunteer work to support Veterans and active military/ first responders. Investment Related: No Hours: 10 Securities Trading Hours: 0 Start Date: 07/01/2024 Address: 107 N. Main St, HUNTERSVILLE NC 28078, United States Description: Organizing fundraising and volunteer efforts (2) ORGANIZED CHAOS DRAGON BOAT CLUB POSITION: President NATURE: Mission - By creating a multi-cultural, age-diverse team environment that strives for unity and excellence, we encourage all members to reach for and attain their personal best as individuals and athletes. We train to win and compete all the while embodying the best qualities of sportsmanship through courtesy and fair play. INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 01/19/2026 ADDRESS: 11949 Pinnacle Point Lane, Charlotte NC 28216, United States DESCRIPTION: President shall: a) Be the official Spokesperson for the Organization; b) Chair all meetings of the ELT; c) Sign Contracts; d) Give direction and exercise oversight pertaining to all affairs of the Organization; e) serve as ex-officio, non-voting member of all committees of the Organization.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-04-21
  • S66 Uniform Combined State Law Examination
    2008-04-21
Other Names
  • Jaime Myers

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Charlotte, NC

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor