Dana Jeane Winters

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2015 → 07/2021
  Waddell & Reed Inc
  Hiawatha, KS
• 09/2015 → 07/2021
  Various Insurance Carriers For W&R Insurance Agencies
  Hiawatha, KS
• 01/2017 → 01/2018
  Verlan Penn
  Hiawatha, KS
• 08/2018 → 07/2021
  Cpk Enterprises Llc
  Hiawatha, KS
• 07/2021 → Present
  Lpl Financial Llc
  Hiawatha, KS

Previous Registrations

• 2016-10-21 → 2021-07-21
  Waddell & Reed
  Manhattan, KS
  Salina, KS
  Hiawatha, KS
  Edmond, OK

Other Businesses

7/2018 - Business Entity For Tax/Investment Purposes Only - CPK Enterprises - Not Investment Related - Hiawatha, KS 66434

Exams

• S65 Uniform Investment Adviser Law Examination
  2016-09-08
• S63 Uniform Securities Agent State Law Examination
  2016-02-19

Other Names

• Dana Winters
• Dana Jeane Rhea
• Dana Jean Gale Winters