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Dana Jeane Winters

LPl Financial LLC

Hiawatha, KS

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
KS RA APPROVED 2021-07-21
TX RA APPROVED_RES 2021-07-21
  • KS RA
    APPROVED
    Since 2021-07-21
  • TX RA
    APPROVED_RES
    Since 2021-07-21

Branch Locations

824 Oregon St; Suite B, Hiawatha, KS 66434 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Waddell & Reed Inc Hiawatha KS 09/2015 07/2021
Various Insurance Carriers For W&R Insurance Agencies Hiawatha KS 09/2015 07/2021
Verlan Penn Hiawatha KS 01/2017 01/2018
Cpk Enterprises Llc Hiawatha KS 08/2018 07/2021
Lpl Financial Llc Hiawatha KS 07/2021 Present
  • 09/2015 → 07/2021
    Waddell & Reed Inc
    Hiawatha, KS
  • 09/2015 → 07/2021
    Various Insurance Carriers For W&R Insurance Agencies
    Hiawatha, KS
  • 01/2017 → 01/2018
    Verlan Penn
    Hiawatha, KS
  • 08/2018 → 07/2021
    Cpk Enterprises Llc
    Hiawatha, KS
  • 07/2021 → Present
    Lpl Financial Llc
    Hiawatha, KS
Previous Registrations
  • 2016-10-21 → 2021-07-21
    Waddell & Reed
    Manhattan, KS
    Salina, KS
    Hiawatha, KS
    Edmond, OK
Other Businesses

7/2018 - Business Entity For Tax/Investment Purposes Only - CPK Enterprises - Not Investment Related - Hiawatha, KS 66434

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-09-08
S63 Uniform Securities Agent State Law Examination 2016-02-19
  • S65 Uniform Investment Adviser Law Examination
    2016-09-08
  • S63 Uniform Securities Agent State Law Examination
    2016-02-19
Other Names
  • Dana Winters
  • Dana Jeane Rhea
  • Dana Jean Gale Winters

View on SEC IAPD

Other Firms

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EDWARD JONES
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INDEPENDENT FINANCIAL PARTNERS

Other Investors

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Ian Charles Nordell
BRETT NEVILLE HOLLADAY
Bradley Lee Edwards
Heidi Marie Noll
Kyle Wayne Olson
Baker Inman
Amber Bletscher

Other Offices

STATE FARM INVESTMENT MANAGEMENT CORP. · Hiawatha, KS
LPL FINANCIAL LLC · HIAWATHA, KS
EDWARD JONES · HIAWATHA, KS
THRIVENT INVESTMENT MANAGEMENT INC. · Hiawatha, KS
INDEPENDENT FINANCIAL PARTNERS · Sabetha, KS
EDWARD JONES · SABETHA, KS
THRIVENT INVESTMENT MANAGEMENT INC. · Falls City, NE
EDWARD JONES · FALLS CITY, NE

More in Hiawatha, KS

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