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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2015-05-19 |
| TX | RA | APPROVED_RES | 2014-02-27 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc (F/K/A Linsco/Private Ledger Corp.) | Wyomissing | PA | 01/1990 | Present |
(1) 05/18/2009: Berkshire Investment Group - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) (2) 12/09/2013: No Business Name - REAL ESTATE RENTAL - Investment Related - At Reported Business Location(s) - 5% Time Spent - COMMERCIAL PROPERTY FOR OUR BUSINESS (3) 10/24/2016: miller family partnership - Real Estate Rental - Investment Related - 1429 Wesley Ave - Start 09/01/2016 - 4 Hr/Mo; 0 Hour(s) During Securities Trading (4) 8/29/2018 - J Randall Miller Investments - Not Investment Related - 1408 Penn Avenue Wyomissing, PA 19610 - Business Entity For Tax/Investment Purposes Only - Start Date:06/01/2018 - 1 Hours Per Month/1 Hours During Trading.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1995-01-05 |
| S63 | Uniform Securities Agent State Law Examination | 1984-04-03 |
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