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Wanda Elaine Brewster-Harris

Ubs Financial Services Inc.

Acworth, GA

Atlanta, GA

CRD 1249028

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Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2023-12-11
TX RA APPROVED 2023-12-08
  • GA RA
    APPROVED
    Since 2023-12-11
  • TX RA
    APPROVED
    Since 2023-12-08

Branch Locations

Acworth, GA • United States

600 Northpark Town Center 1200 Abernathy Road Suite 1850, Atlanta, GA 30328 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch Pierce Fenner & Smith Columbus GA 08/1980 12/2023
Merrill Lynch, Pierce, Fenner & Smith Incorporated Atlanta GA 08/1980 12/2023
Ubs Financial Services Inc. Atlanta GA 12/2023 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-09-22
S63 Uniform Securities Agent State Law Examination 1989-05-02
  • S66 Uniform Combined State Law Examination
    2003-09-22
  • S63 Uniform Securities Agent State Law Examination
    1989-05-02
Other Names
  • Wanda Elaine Brewster
  • Wanda Elaine Brewester-Harris
  • Wanda Elaine Brewster-Harris
  • Wanda Elaine Brewsterharris

View on SEC IAPD

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