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Diana Lynne Melvin

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Atlanta, GA

Clearwater, FL

Tarpon Springs, FL

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2021-11-01
KY RA APPROVED 2015-10-19
TN RA APPROVED 2015-10-19
TX RA APPROVED 2013-10-16
AR RA APPROVED 2013-08-12
  • FL RA
    APPROVED
    Since 2021-11-01
  • KY RA
    APPROVED
    Since 2015-10-19
  • TN RA
    APPROVED
    Since 2015-10-19
  • TX RA
    APPROVED
    Since 2013-10-16
  • AR RA
    APPROVED
    Since 2013-08-12

Branch Locations

3455 Peachtree Rd Ne Division - Southeast, Atlanta, GA 30326 • United States

601 Cleveland St, Clearwater, FL 33755 • United States

Tarpon Springs, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Little Rock AR 07/2013 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2000-12-15
S63 Uniform Securities Agent State Law Examination 1984-06-02
  • S65 Uniform Investment Adviser Law Examination
    2000-12-15
  • S63 Uniform Securities Agent State Law Examination
    1984-06-02
Other Names
  • Diana Lynne Bailey
  • Diana Koberlein
  • Diana Lynne Koberlein
  • Diana Lynne Bailey
  • Diana Lynne^^LYnne Koberlein
  • Diana Lynne Koberlein
  • Diana Lynne Bailey
  • Diana L. Koberlein

View on SEC IAPD

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CHAD JOSEPH NORFOLK
SEAN PATRICK COOK
JONATHAN CHRISTOPHER BRISTOW
MEREDITH STRUTT MIGHTY

Other Offices

LIQUID STRATEGIES, LLC · ATLANTA, GA
HB WEALTH · ATLANTA, GA
BISON WEALTH, LLC · ATLANTA, GA
BRIGHTER INVESTING, PB LLC · ATLANTA, GA
RBC CAPITAL MARKETS, LLC · Atlanta, GA
HB WEALTH · Atlanta, GA
AMERIPRISE FINANCIAL SERVICES, LLC · Atlanta, GA
NEWEDGE ADVISORS · Atlanta, GA

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