Neil Scott Henning

Current Employers

Employment History

• 02/1990 → 12/2025
  Conn General Life Ins Co.
  Hackensack, NJ
• 07/2002 → 12/2025
  Commonwealth Financial Network
  Waltham, MA
• 01/2026 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL
• 01/2026 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 12/2023 → Present
  Henning Holings
  Wilmington, NC

Previous Registrations

• 2002-07-29 → 2026-01-05
  Commonwealth Financial Network
  Nutley, NJ
  Wilmington, NC

Other Businesses

1.NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE START DATE: 2/2011 APX NUMBER OF HOURS PER WEEK: 1 APX NUMBER OF HOURS DURING TRADING HOURS: 0 POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SELLS FIXED INSURANCE PRODUCTS, LIFE AND DISABILITY 2. NAME OF OTHER BUSINESS: HENNING HOLDINGS INVESTMENT RELATED: NO ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: RENTAL PROPERTY & TIME SHARE START DATE: 12/2023 POSITION/TITLE/RELATIONSHIP: OWNER APX NUMBER OF HOURS PER WEEK: 0 APX NUMBER OF HOURS DURING TRADING HOURS: 0 BRIEF DESCRIPTION OF DUTIES: RENTS OFFICE SPACE TO FORTRESS FINANACIAL AND HAS A TIME SHARE FOR PERSONAL USE 3. NAME OF OTHER BUSINESS: FORTRESS FINANCIAL INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: DBA FOR FINANCIAL SERVICES START DATE: 6/2002 POSITION/TITLE/RELATIONSHIP: DOING BUSINESS AS APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 8 BRIEF DESCRIPTION OF DUTIES: PROVIDE FINANCIAL SERVICES POSITION/TITLE/RELATIONSHIP: DOING BUSINESS AS APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 8 BRIEF DESCRIPTION OF DUTIES: PROVIDE THE SAME SERVICES AS CETERA

Exams

• S63 Uniform Securities Agent State Law Examination
  1990-06-11