Patricia Eileen Bennett

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
NE	RA	APPROVED	2004-07-13
TX	RA	APPROVED_RES	1997-03-17

NE RA
APPROVED

Since 2004-07-13
TX RA
APPROVED_RES

Since 1997-03-17

Branch Locations

301 S 12Th St, Lincoln, NE 68508 • United States

Hickman, NE • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Lincoln	NE	10/1996	Present
Bank Of America,Na	Lincoln	NE	09/2009	Present

10/1996 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Lincoln, NE
09/2009 → Present

Bank Of America,Na

Lincoln, NE

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1996-12-31
S63	Uniform Securities Agent State Law Examination	1996-12-06

S65 Uniform Investment Adviser Law Examination

1996-12-31
S63 Uniform Securities Agent State Law Examination

1996-12-06

Other Names

Pat Bennett
Patricia Eileen L Bennett
Pat Bennett

View on SEC IAPD

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Disclosures

Employment History

Exams

Other Names

Other Firms

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