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Employer firm

Voya Financial Advisors, Inc. CRD 2882

$3.87B regulatory AUM 120 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Voya Financial Advisors, Inc.

One Orange Way, Windsor, CT 06095 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2012-07-11
  • PA RA
    APPROVED
    Since 2012-07-11

Branch Locations

Plymouth Meeting, PA • United States

One Huntington Quadrangle Suite 1C01, Melville, NY 11747 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Voya Financial Advisors Fort Washington PA 09/2014 06/2022
Voya Financial Advisors Plymouth Meeting PA 06/2022 Present
  • 09/2014 → 06/2022
    Voya Financial Advisors
    Fort Washington, PA
  • 06/2022 → Present
    Voya Financial Advisors
    Plymouth Meeting, PA
Other Businesses

NAME OF ENTITY:MARK CLARK-RENTAL PROPERTY; No; 8 WEST 66TH ST; SEAISLECITY; NJ; 8243; RENTAL PROPERTY; OWNER; 8/9/2014; 1; 0; MAINTAIN PROPERTY AND RENT OUT PROPERTY|NAME OF ENTITY: INDEPENDENT INSURANCE AGENT; Independent Insurance Agent; 7051 Camp Hill Road; Fort Washington; PA; 19034; fixed insurance sales; 4/1/2019; 4; 4; sales of fixed insurance products

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2000-10-04
S63 Uniform Securities Agent State Law Examination 1993-12-10
  • S65 Uniform Investment Adviser Law Examination
    2000-10-04
  • S63 Uniform Securities Agent State Law Examination
    1993-12-10
Designations
  • Chartered Financial Consultant

View on SEC IAPD

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