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711 High Street, Des Moines, IA 50392 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NE | RA | APPROVED | 2024-06-11 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Questar Capital Corporation | Minneapolis | MN | 10/2014 | 12/2018 |
| Questar Asset Management | Minneapolis | MN | 10/2014 | 12/2018 |
| Cetera Advisors Llc | Denver | CO | 12/2018 | 06/2024 |
| Bridge Financial | Omaha | NE | 12/2014 | 06/2024 |
| Cetera Investment Advisers Llc | Schaumburg | IL | 12/2018 | 06/2024 |
| Principal Life Insurance | Omaha | NE | 06/2024 | Present |
| Principal Securities | Omaha | NE | 06/2024 | Present |
| Bridge Financial | Omaha | NE | 06/2024 | Present |
FIXED INSURANCE POSITION: Financial Advisor NATURE: null INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 20 START DATE: 06/15/2024 ADDRESS: 11205 Wright Circle Suite 130, Omaha NE 68144, United States DESCRIPTION: Fixed Insurance: Life and fixed annuities.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-08-19 |
| S63 | Uniform Securities Agent State Law Examination | 1987-10-21 |
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