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Current Employers
Principal Securities, Inc.

711 High Street, Des Moines, IA 50392 • United States

Current Registrations

AuthorityCategoryStatusDate
NE RA APPROVED 2024-06-11
  • NE RA
    APPROVED
    Since 2024-06-11

Branch Locations

11205 Wright Cir Ste 130, Omaha, NE 68144 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Questar Capital Corporation Minneapolis MN 10/2014 12/2018
Questar Asset Management Minneapolis MN 10/2014 12/2018
Cetera Advisors Llc Denver CO 12/2018 06/2024
Bridge Financial Omaha NE 12/2014 06/2024
Cetera Investment Advisers Llc Schaumburg IL 12/2018 06/2024
Principal Life Insurance Omaha NE 06/2024 Present
Principal Securities Omaha NE 06/2024 Present
Bridge Financial Omaha NE 06/2024 Present
  • 10/2014 → 12/2018
    Questar Capital Corporation
    Minneapolis, MN
  • 10/2014 → 12/2018
    Questar Asset Management
    Minneapolis, MN
  • 12/2018 → 06/2024
    Cetera Advisors Llc
    Denver, CO
  • 12/2014 → 06/2024
    Bridge Financial
    Omaha, NE
  • 12/2018 → 06/2024
    Schaumburg, IL
  • 06/2024 → Present
    Principal Life Insurance
    Omaha, NE
  • 06/2024 → Present
    Principal Securities
    Omaha, NE
  • 06/2024 → Present
    Bridge Financial
    Omaha, NE
Previous Registrations
  • 2024-03-21 → 2024-06-11
    Omaha, NE
  • 2018-12-20 → 2024-03-21
    Cetera Advisors Llc
    Omaha, NE
    Overland Park, KS
    Omaha, NE
  • 2014-10-30 → 2018-12-18
    Questar Asset Management, Inc.
    Omaha, NE
    Minneapolis, MN
  • 2011-07-11 → 2014-10-30
    Osaic Services, Inc.
    Scottsdale, AZ
    Phoenix, AZ
    Omaha, NE
  • 1999-11-16 → 2011-07-08
    Spectrum Capital, Llc
    St. Peters, MO
    Fayetteville, AR
    Red Oak, IA
    Colorado Springs, CO
    Osceola, IA
    Lincoln, NE
    Republic, MO
    Warrenton, MO
    Alamosa, CO
    St. Peters, MO
    Marshalltown, IA
    Bentonville, AR
    Omaha, NE
    Bellevue, NE
    Omaha, NE
    Watertown, SD
    Rapid City, SD
    Corydon, IA
    Osceola, IA
    Scottsbluff, NE
    Emporia, KS
    Omaha, NE
    Waukee, IA
    Humboldt, IA
    Shenandoah, IA
    Clyde, KS
    St. Elizabeth, MO
    Cuba, MO
    Wauneta, NE
    Clarinda, IA
    Moberly, MO
    Loose Creek, MO
    Des Moines, IA
    Lincoln, NE
    Beatrice, NE
    Indianola, IA
    Sioux Falls, SD
    Cape Girardeau, MO
    Omaha, NE
    Clive, IA
    Atkinson, NE
    Tipton, MO
    Overland Park, KS
    Columbus, NE
    Ft. Collins, CO
    Omaha, NE
    Watertown, SD
    Lincoln, NE
    Columbia, MO
    Omaha, NE
    Sioux Falls, SD
Other Businesses

FIXED INSURANCE POSITION: Financial Advisor NATURE: null INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 20 START DATE: 06/15/2024 ADDRESS: 11205 Wright Circle Suite 130, Omaha NE 68144, United States DESCRIPTION: Fixed Insurance: Life and fixed annuities.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1996-08-19
S63 Uniform Securities Agent State Law Examination 1987-10-21
  • S65 Uniform Investment Adviser Law Examination
    1996-08-19
  • S63 Uniform Securities Agent State Law Examination
    1987-10-21
Other Names
  • Bob Grow

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