Owen Charles Mcbride

Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2018-04-05
OH	RA	APPROVED	1999-08-16
TX	RA	APPROVED_RES	1994-05-23

FL RA
APPROVED

Since 2018-04-05
OH RA
APPROVED

Since 1999-08-16
TX RA
APPROVED_RES

Since 1994-05-23

Branch Locations

Ft. Myers Beach, FL • United States

600 Superior Ave E. - 27Th Floor, Cleveland, OH 44114 • United States

Vermilion, OH • United States

Fairview Park, OH • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc.	Cleveland	OH	05/1993	Present

05/1993 → Present

Ubs Financial Services Inc.

Cleveland, OH

Other Businesses

NAME OF OTHER BUSINESS:4400 LLC / INVESTMENT RELATED?: Y / ADDRESS: 4400 Valley Forge Dr/ NATURE OF THE BUSINESS: LLC for rental property, Real Estate / POSITION: managing member of llc / DUTIES: its a 3 suite rental property and two vacant lots / START DATE: 10/22/22 / HOURS DEVOTED TO BUSINESS:NA

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1997-07-25
S63	Uniform Securities Agent State Law Examination	1985-09-18

S65 Uniform Investment Adviser Law Examination

1997-07-25
S63 Uniform Securities Agent State Law Examination

1985-09-18

View on SEC IAPD