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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2023-03-16 |
| NJ | RA | APPROVED | 2009-02-23 |
| TX | RA | APPROVED_RES | 2009-02-20 |
Branch Locations
2107 Route 34 Suite 102, Wall, NJ 07719 • United States
Wall, NJ • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc | Manasquan | NJ | 01/2009 | Present |
ECFOA PO BOX 508 PIPERSVILLE PA NOT INVESTMENT RELATED SPORTS OFFICIATING OFFICIAL 01-SEP-1999 20+ HOURS PER MONTH NONE DURING TRADING HOURS OFFICIATE FOOTBALL GAMES FOR THE NCAA NAME: ECFOA, INC.; INVESTMENT: NO; PO BOX 586, PIPERSVILLE, PN; ATHLETIC OFFICIAL; TITLE: FOOTBALL OFFICIAL; STARTED: 4/1/07; HRS PER MTH: 20+; HRS DURING SEC. TRADING HRS: 0. 2) NY Giants / 1920 Giants Way East Rutherford,NJ 07070 / No/ Privately Held / USD / No / No / / 8/1/14 / 3)NJSIAA / rt 130 Robbisnville,NJ 08691 / No/ Non Profit / USD / No / No / / 8/1/14 4)Org name -L C A , LaporteTXUnited States,Services (Business, Professional, Support)executor for family friend,Advisor or advisory group member if advice given may influence an officer/board,Start date -1/1/2025
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-04-05 |
| S63 | Uniform Securities Agent State Law Examination | 1986-06-02 |
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