James Charles Pazareskis

Employer firm

Equitable Advisors, LLC CRD 6627

$42.5B regulatory AUM 171,648 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2007 → 06/2020
  Axa Distributors Llc
  New York, NY
• 06/2007 → 06/2020
  Axa Advisors, Llc
  New York, NY
• 06/2007 → Present
  Equitable Advisors, Llc
  New York, NY
• 05/2007 → Present
  Equitable Distributors, Llc
  New York, NY

Previous Registrations

• 2007-02-13 → 2007-03-14
  Uvest Financial Services Group, Inc.
  Kensington, CT
• 2004-10-29 → 2007-02-13
  Webster Investment Services, Inc.
  Kensington, CT
  Kensington, CT
• 2003-03-10 → 2003-04-11
  American Skandia Advisory Services, Inc.
  Shelton, CT

Exams

• S65 Uniform Investment Adviser Law Examination
  1995-05-15
• S63 Uniform Securities Agent State Law Examination
  1993-06-29

Other Names

• Jim Pazareskis
• Paz Pazareskis
• Jimmy Pazareskis