Rick Lee Rodgers

Current Employers

Rodgers & Associates

2025 Lititz Pike, Lancaster, PA 17601 • United States

Current Registrations

Authority	Category	Status	Date
PA	RA	APPROVED	2002-10-11

PA RA
APPROVED

Since 2002-10-11

Branch Locations

2025 Lititz Pike, Lancaster, PA 17601 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Rodgers & Associates	Lancaster	PA	12/1996	Present

12/1996 → Present

Rodgers & Associates

Lancaster, PA

Previous Registrations

2004-01-02 → 2005-12-31

Girard Securities, Inc.

Lancaster, PA
1996-12-18 → 2002-09-26

Sentra Securities Corporation

Lancaster, PA

Other Businesses

PARTNER- LMM ASSOCIATES. RODGERS & ASSOCIATES - OWNER;ADVISER PLAN SMART, LLC - BOOK SALES; SPEAKING SAPIENT, LLC - RENTAL REAL ESTATE

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1992-10-16
S63	Uniform Securities Agent State Law Examination	1984-04-03

S65 Uniform Investment Adviser Law Examination

1992-10-16
S63 Uniform Securities Agent State Law Examination

1984-04-03

Designations

Other Names

Ricky Lee Rodgers
Rick L Rodgers

View on SEC IAPD

Current Employers

Rodgers & Associates

Disclosures

Employment History

Previous Registrations

Other Businesses

Exams

Designations

Other Names

Other Firms

Other Investors

Other Offices

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