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Current Employers
Commonwealth Financial Network

275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 1995-02-17
  • MA RA
    APPROVED
    Since 1995-02-17

Branch Locations

793 Washington St Unit 8, Canton, MA 02021 • United States

Quincy, MA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Commonwealth Equity Services, Inc. Boston MA 03/1986 Present
  • 03/1986 → Present
    Commonwealth Equity Services, Inc.
    Boston, MA
Other Businesses

Fixed insurance sales, as of 1989, 0% of time spent during business hours, conducted at branch location, investment related.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1984-03-30
  • S63 Uniform Securities Agent State Law Examination
    1984-03-30

View on SEC IAPD

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