Maureen A. Gallagher

Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2015 → 11/2016
  Wells Fargo Advisors Llc
  Doylestown, PA
• 11/2016 → 01/2019
  Wells Fargo Clearing Services, Llc
  Doylestown, PA
• 02/2019 → 09/2021
  Morgan Stanley
  San Francisco, CA
• 09/2021 → 06/2022
  Ubs Financial Services
  Walnut Creek, CA
• 06/2022 → 06/2024
  Morgan Stanley
  Walnut Creek, CA
• 07/2024 → Present
  J.P. Morgan Securities Llc
  San Francisco, CA
• 07/2024 → Present
  Jpmorgan Chase Bank, N.A.
  San Francisco, CA

Previous Registrations

• 2022-07-13 → 2024-07-02
  Morgan Stanley
  Walnut Creek, CA
  Concord, CA
• 2021-09-16 → 2022-06-22
  Ubs Financial Services Inc.
  Walnut Creek, CA
• 2019-02-13 → 2021-09-21
  Morgan Stanley
  Greenville, DE
  Menlo Park, CA
  San Francisco, CA
• 2015-09-02 → 2019-01-29
  Wells Fargo Clearing Services, Llc
  Doylestown, PA
• 2007-06-06 → 2008-06-16
  Morgan Stanley & Co. Llc
  Jenkintown, PA
• 1998-04-29 → 2004-11-05
  Citigroup Global Markets Inc.
  Plantation, FL

Other Businesses

Effective 7/22/2024 I will be an employee of both JPMorgan Securities and JPMorgan Bank. JPMorgan Bank offers a broad range of products and services nationwide. As an employee of JPMorgan Bank I will be able to offer certain bank products and services, including deposit and credit products.

Exams

• S63 Uniform Securities Agent State Law Examination
  2011-11-30
• S66 Uniform Combined State Law Examination
  2007-05-30

Other Names

• Maureen Ann Carey
• Carey Maureen
• Maureen Ann Gallagher Carey
• Maureen A Carey
• Maureen Ann Gallagher