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Robert Francis Conroy

Wells Fargo Clearing Services, LLC

Florham Park, NJ

Pawleys Island, SC

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2024-05-17
TX RA APPROVED_RES 2013-12-16
NJ RA APPROVED 2004-02-03
  • SC RA
    APPROVED
    Since 2024-05-17
  • TX RA
    APPROVED_RES
    Since 2013-12-16
  • NJ RA
    APPROVED
    Since 2004-02-03

Branch Locations

200 Campus Dr Ste 220, Florham Park, NJ 07932 • United States

Pawleys Island, SC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Florham Park NJ 05/2009 11/2016
Wells Fargo Clearing Services, Llc Florham Park NJ 11/2016 Present
Other Businesses

EXECUTOR FOR SPOUSE'S ESTATE; INV. RELATED; BROOKSIDE, NJ; START DATE 12/20/2017; 2 HRS PER MONTH; 0 HRS DURING TRADING.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1987-02-02
  • S63 Uniform Securities Agent State Law Examination
    1987-02-02
Other Names
  • Robert F Conroy

View on SEC IAPD

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Other Offices

WISS PRIVATE CLIENT ADVISORS, LLC · FLORHAM PARK, NJ
JACOBS LEVY EQUITY MANAGEMENT · FLORHAM PARK, NJ
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · FLORHAM PARK, NJ
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · FLORHAM PARK, NJ
JACOBS LEVY EQUITY MANAGEMENT · FLORHAM PARK, NJ
JACOBS LEVY EQUITY MANAGEMENT · FLORHAM PARK, NJ
AMERIPRISE FINANCIAL SERVICES, LLC · FLORHAM PARK, NJ
ROBERT W. BAIRD & CO. INCORPORATED · Florham Park, NJ

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