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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-11-30 |
| CA | RA | APPROVED | 2006-07-10 |
Branch Locations
4 Lower Ragsdale Drive Suite 120, Monterey, CA 93940-7835 • United States
Monterey, CA • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets, Llc | San Francisco | CA | 03/2008 | Present |
| City National Bank | Monterey | CA | 11/2016 | Present |
(1) NAME OF ENTITY: Foundation of California State University, Monterey Bay ADDRESS: 100 Campus Center seaside California 93955 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Foundation/Charitable Institution START DATE: Jul 11, 2024 CAPACITY: Board of Directors DUTIES: Elected Secretary of the Board, responsible for recording minutes HOURS DEVOTED PER MONTH: 0 - 4 Hours HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0 - 4 Hours
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-11-15 |
| S63 | Uniform Securities Agent State Law Examination | 1984-03-27 |
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