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Osaic Wealth, Inc. CRD 23131
$235B regulatory AUM 56,660 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AL | RA | APPROVED | 2023-09-01 |
| AZ | RA | APPROVED | 2023-09-01 |
| CA | RA | APPROVED | 2023-09-01 |
| CO | RA | APPROVED | 2023-09-01 |
| DE | RA | APPROVED | 2023-09-01 |
| FL | RA | APPROVED | 2023-09-01 |
| GA | RA | APPROVED | 2023-09-01 |
| IL | RA | APPROVED | 2023-09-01 |
| IN | RA | APPROVED | 2023-09-01 |
| IA | RA | APPROVED | 2023-09-01 |
| MD | RA | APPROVED | 2023-09-01 |
| MI | RA | APPROVED | 2023-09-01 |
| NJ | RA | APPROVED | 2023-09-01 |
| NC | RA | APPROVED | 2023-09-01 |
| OH | RA | APPROVED | 2023-09-01 |
| PA | RA | APPROVED | 2023-09-01 |
| SC | RA | APPROVED | 2023-09-01 |
| TX | RA | APPROVED | 2023-09-01 |
| WV | RA | APPROVED | 2023-09-01 |
Branch Locations
Td&S Advisors 790 Holiday Drive Foster Plaza Eleven, Pittsburgh, PA 15220 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| T & D Advisors Incorporated | Pittsburgh | PA | 08/2002 | 03/2024 |
| American General Securities Incorporated | Pittsburgh | PA | 01/1994 | Present |
| Sagepoint Financial, Inc. | Phoenix | AZ | 01/2009 | 09/2023 |
| Osaic Wealth, Inc. | Pittsburgh | PA | 09/2023 | Present |
1. T & D ADVISORS, INC. POSITION: Financial Advisor NATURE: Corporation - INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 4 START DATE: 03/07/2024 ADDRESS: 790 Holiday Drive, Foster Plaza Eleven, Pittsburgh PA 15220, United States DESCRIPTION: Referrals to attorneys specializing in estate planning and eldercare 2. T & D ADVISORS, INC; YES; 790 HOLIDAY DRIVE FOSTER PLAZA ELEVEN PITTSBURGH, PA 15220; INV. ADV. SVS.; 7/2002; 20;20; NEEDS ANALYSIS IN PREPARATION OF FINANCIAL PLAN, INCLUDING INVESTMENT, RETIREMENT, ESTATE, AND TAX PLANNING, RISK MANAGEMENT, AND MISC. ADVISORY SERVICES. 3. T & D ADVISORS, INC. DBA TD&S ADVISORS POSITION: Financial Advisor NATURE: Corporation - INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 03/07/2024 ADDRESS: 790 Holiday Drive, Pittsburgh PA 15220, United States DESCRIPTION: Certified Financial Planning 4. Richard L. Tidball POSITION: Statutory Agent, NATURE: Insurance Agency INVESTMENT RELATED: No NUMBER OF HOURS: 5 INVESTMENT RELATED HOURS: 5 START DATE: 01/01/1979 DESCRIPTION OF DUTIES: Insurance needs analysis and sale and service of life and long-term care insurance and annuities.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2000-09-13 |
| S63 | Uniform Securities Agent State Law Examination | 1987-03-05 |
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