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Current Employers
Greenfield Financial Services, Llc

Vero Beach, FL • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2026-01-28
CT RA APPROVED 2012-12-10
  • FL RA
    APPROVED
    Since 2026-01-28
  • CT RA
    APPROVED
    Since 2012-12-10

Branch Locations

Vero Beach, FL • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Greenfield Financial Services, Llc Coventry CT 11/2012 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1992-06-22
S63 Uniform Securities Agent State Law Examination 1984-05-10
  • S65 Uniform Investment Adviser Law Examination
    1992-06-22
  • S63 Uniform Securities Agent State Law Examination
    1984-05-10

View on SEC IAPD

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