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David Frank Nielsen

LPl Financial LLC

Belle Chasse, LA

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-06-10
LA RA APPROVED 2017-11-29
  • TX RA
    APPROVED_RES
    Since 2021-06-10
  • LA RA
    APPROVED
    Since 2017-11-29

Branch Locations

8558 Highway 23 Ste 1, Belle Chasse, LA 70037 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Nielson Investment Services Belle Chasse LA 01/1999 Present
National Planning Corp Belle Chasse LA 11/2001 11/2017
Lpl Financial Llc Belle Chasse LA 11/2017 Present
  • 01/1999 → Present
    Nielson Investment Services
    Belle Chasse, LA
  • 11/2001 → 11/2017
    National Planning Corp
    Belle Chasse, LA
  • 11/2017 → Present
    Belle Chasse, LA
Previous Registrations
  • 2002-11-04 → 2017-11-29
    National Planning Corporation
    Belle Chasse, LA
    Los Angeles, CA
Other Businesses

1. 10/16/2017 - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Start date: 12/2010 - 1 Hrs/Mth - 0 Hrs During Trading. 2. 10/16/2017 - Not Investment Related - Real Estate Rental - Non Inv Rel 3. 12/01/2017 - Nielsen Investments - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Advisor. 4. 06/13/2025 - Nielsen Marine Services LLC - Investment Related - Business Owner - Home Based - Start Date:07/01/2025 - 3 Hrs/Mth - 0 Hrs During Trading. 5. 12/04/2025-Nielsen Insurance Services, LLC-Owner/Agent-Insurance Agency-Inv Related-At Belle Chasse, LA-Start date 11/25/2025-5hrs/mth-3hrs/mth during trading 6.11/25/2025-The Franklyn, LLC-Real Estate Rental-Inv Related-At Port Sulphur, LA-Start date 11/25/2025-2hrs/mth-0hrs/mth during trading

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1994-04-22
  • S63 Uniform Securities Agent State Law Examination
    1994-04-22

View on SEC IAPD

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