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Osaic Wealth, Inc. CRD 23131
$235B regulatory AUM 56,660 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2024-06-14 |
Branch Locations
5308 Avenue Of The Cities Suite B, Moline, IL 61265 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Securities America, Inc. | Moline | IL | 11/2014 | 06/2024 |
| Securities America Advisors, Inc. | Moline | IL | 11/2014 | 06/2024 |
| Osaic Wealth, Inc. | Moline | IL | 06/2024 | Present |
1. DBA: Compass Financial Partners 2. GUNDERSON FINANCIAL POSITION: sales rep NATURE: Sales and servicing of fixed annuities, fixed life insurance, long term care insurance and Medicare Supplements INVESTMENT RELATED: No NUMBER OF HOURS: 30 SECURITIES TRADING HOURS: 25 START DATE: 10/01/2012 ADDRESS: 5308 Ave of the Cities Ste B, Moline IL 61265, United States DESCRIPTION: sales and servicing of fixed annuities, fixed life insurance, long term care insurance and Medicare supplements. 3. JEFFERY GUNDERSON POSITION: sales rep NATURE: Sales and servicing of fixed annuities, fixed life insurance, long term care insurance and medicare supplements INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 09/01/1997 ADDRESS: 5308 Ave of the Cities Ste B, Moline IL 61265, United States DESCRIPTION: sales and servicing of fixed annuities, fixed life insurance, long term care insurance and medicare supplements
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1984-06-14 |
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