Raja Ramchand Mahtani

Employer firm

Equitable Advisors, LLC CRD 6627

$42.5B regulatory AUM 171,648 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2014 → 03/2017
  Metlife Securities
  Mobile, AL
• 03/2017 → 01/2022
  Mml Investors Services, Llc
  Mobile, AL
• 07/2016 → 01/2022
  Massmutual Life Insurance Co
  Mobile, AL
• 04/2022 → Present
  Equitable
  New York, NY
• 02/2022 → 03/2022
  Unemployed
  Mobile, AL

Previous Registrations

• 2017-03-25 → 2022-02-08
  Mml Investors Services, Llc
  Pensacola, FL
  Mobile, AL
• 2014-10-31 → 2017-03-25
  Msi Financial Services, Inc.
  Pensacola, FL
  Mobile, AL
  Birmingham, AL
  Pensacola, FL
• 2008-01-30 → 2014-11-04
  Equitable Advisors, Llc
  New York, NY
  Mobile, AL
  Mobile, AL

Other Businesses

DBA-Mahtani Financial

Exams

• S66 Uniform Combined State Law Examination
  2007-12-21
• S63 Uniform Securities Agent State Law Examination
  1990-08-23