Paul Donald Graffy

Employer firm

Ip Financial Advisory Services LLC CRD 305772

$481M regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• CONSULTING SERVICES TO QUALIFIED RETIREMENT PLANS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2016 → 09/2019
  Advisory Research Inc.
  Chicago, IL
• 05/2016 → 09/2019
  Piper Jaffray & Co.
  Chicago, IL
• 07/2021 → Present
  Innovation Partners Llc
  Charlotte, NC
• 07/2021 → Present
  Ip Financial Advisory Services Llc
  Charlotte, NC
• 05/2015 → Present
  Mathsights Corporation
  Wilmington, IL

Previous Registrations

• 2016-05-20 → 2019-12-11
  Advisory Research Inc
  Chicago, IL
• 2015-03-31 → 2015-05-11
  Compass Efficient Model Portfolios, Llc
  Brentwood, TN
• 2013-11-07 → 2014-01-03
  Raymond James Financial Services Advisors, Inc
  Wilmington, IL
• 2005-08-17 → 2011-12-12
  Manulife Investment Management (Us) Llc
  Boston, MA
• 2005-08-17 → 2010-12-31
  John Hancock Investment Management Llc
  Boston, MA

Other Businesses

Mathsights Corporation / Willmington Illinois / Software - Retirement planning Non paid board member / Less than 5 hours per month, non trading hours. Strategic Advisory Role Start date May 1, 2015 Gateway Partners LLC, 12/15/21 initial investment is less than $1000, less than 10 hrs. The activity does not involve investment products or investment strategies.

Exams

• S65 Uniform Investment Adviser Law Examination
  2005-06-21
• S63 Uniform Securities Agent State Law Examination
  1984-04-06