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Sarah M Greitz

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Palm Beach Gardens, FL

New York, NY

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2012-11-26
FL RA APPROVED 2009-10-23
  • TX RA
    APPROVED_RES
    Since 2012-11-26
  • FL RA
    APPROVED
    Since 2009-10-23

Branch Locations

3507 Kyoto Gardens Dr, Palm Beach Gardens, FL 33410 • United States

One Bryant Park, New York, NY 10036 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated West Palm Beach FL 10/2009 Present
Previous Registrations
  • 2007-01-11 → 2009-10-23
    Banc Of America Investment Services, Inc.
    West Palm Beach, FL
  • 2001-07-11 → 2007-01-08
    Morgan Stanley Dw Inc.
    West Palm Beach, FL
    W. Palm Beach, FL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2004-02-23
S63 Uniform Securities Agent State Law Examination 1993-04-20
  • S65 Uniform Investment Adviser Law Examination
    2004-02-23
  • S63 Uniform Securities Agent State Law Examination
    1993-04-20
Other Names
  • Sarah Ann Malmquist

View on SEC IAPD

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