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Cetera Investment Advisers LLC CRD 105644
$257B regulatory AUM 24,019 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2025-03-03 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cetera Advisor Networks Llc | El Segundo | CA | 01/2013 | 01/2022 |
| Lpl Financial, Llc | Charlotte | NC | 01/2022 | 12/2024 |
| Wealth Enhancement Group | Charlotte | NC | 01/2022 | 12/2024 |
| Wealth Enhancement Advisory Services | Charlotte | NC | 01/2022 | 12/2024 |
| Wealth Enhancement Brokerage Services | Charlotte | NC | 01/2022 | 12/2024 |
| Cetera Wealth Services, Llc | El Segundo | CA | 03/2025 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 03/2025 | Present |
| Unemployed | Midland | NC | 12/2024 | 03/2025 |
1. NAME OF OTHER BUSINESS: ROCKY RIVER PRESBYTERIAN INVESTMENT RELATED: NO ADDRESS: CONCORD, NC 28025 NATURE OF BUSINESS: BOARD FIDUCIARY POSITION START DATE: 1/1992 POSITION/TITLE/RELATIONSHIP: ELDER, COMMITTEE CHAIRMAN APX NUMBER OF HOURS PER WEEK: 5 APX NUMBER OF HOURS DURING TRADING HOURS: 0 BRIEF DESCRIPTION OF DUTIES: DECISION MAKING ON GOVERNANCE OF THE LOCAL CONGREGATION;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1993-10-04 |
| S63 | Uniform Securities Agent State Law Examination | 1986-05-23 |
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