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Reginald Gray Hunnicutt

Cetera Investment Advisers LLC

Midland, NC

CRD 1245147

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Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2025-03-03
  • NC RA
    APPROVED
    Since 2025-03-03

Branch Locations

Midland, NC • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Cetera Advisor Networks Llc El Segundo CA 01/2013 01/2022
Lpl Financial, Llc Charlotte NC 01/2022 12/2024
Wealth Enhancement Group Charlotte NC 01/2022 12/2024
Wealth Enhancement Advisory Services Charlotte NC 01/2022 12/2024
Wealth Enhancement Brokerage Services Charlotte NC 01/2022 12/2024
Cetera Wealth Services, Llc El Segundo CA 03/2025 Present
Cetera Investment Advisers Llc Schaumburg IL 03/2025 Present
Unemployed Midland NC 12/2024 03/2025
  • 01/2013 → 01/2022
    Cetera Advisor Networks Llc
    El Segundo, CA
  • 01/2022 → 12/2024
    Lpl Financial, Llc
    Charlotte, NC
  • 01/2022 → 12/2024
    Wealth Enhancement Group
    Charlotte, NC
  • 01/2022 → 12/2024
    Wealth Enhancement Advisory Services
    Charlotte, NC
  • 01/2022 → 12/2024
    Wealth Enhancement Brokerage Services
    Charlotte, NC
  • 03/2025 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 03/2025 → Present
    Schaumburg, IL
  • 12/2024 → 03/2025
    Unemployed
    Midland, NC
Previous Registrations
Other Businesses

1. NAME OF OTHER BUSINESS: ROCKY RIVER PRESBYTERIAN INVESTMENT RELATED: NO ADDRESS: CONCORD, NC 28025 NATURE OF BUSINESS: BOARD FIDUCIARY POSITION START DATE: 1/1992 POSITION/TITLE/RELATIONSHIP: ELDER, COMMITTEE CHAIRMAN APX NUMBER OF HOURS PER WEEK: 5 APX NUMBER OF HOURS DURING TRADING HOURS: 0 BRIEF DESCRIPTION OF DUTIES: DECISION MAKING ON GOVERNANCE OF THE LOCAL CONGREGATION;

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1993-10-04
S63 Uniform Securities Agent State Law Examination 1986-05-23
  • S65 Uniform Investment Adviser Law Examination
    1993-10-04
  • S63 Uniform Securities Agent State Law Examination
    1986-05-23
Other Names
  • Reggie Hunnicutt
  • Reg Hunnicutt
  • Reginald Gray Hunnicutt
  • Reginald Gray Hunnicutt

View on SEC IAPD

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