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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2023-11-16 |
| KY | RA | APPROVED | 2019-12-17 |
| TX | RA | APPROVED_RES | 2011-03-30 |
| AL | RA | APPROVED | 2009-06-01 |
Branch Locations
Louisville, KY • United States
740 Shades Creek Parkway, Birmingham, AL 35209 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney | Birmingham | AL | 06/2009 | Present |
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2015 | Present |
RENTAL PROPERTY; INVESTMENT RELATED; VANDIVER/AL; REAL ESTATE; TITLE: OWNER; START DATE: 04/2005; DURING BUSINESS HOURS - 0; AFTER BUSINESS HOURS - 0. *591059 - FNJ Properties, Inc; Investment related: Yes; Louisville, Kentucky; Husbands original business, Recreonics, Inc., sold 11/03/2023, FNJ Properties, Inc is the name change and shell company which is beiing dissolved; Advisory Board, Officer (proprietor, partner, officer, director, employee, trustee, agent); 08/2023; During business hours: 1; After business hours: 2; Administrative
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1984-05-16 |
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