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Current Employers
Equity Services, Inc.

One National Life Drive, Montpelier, VT 05604 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2000-06-21
  • NC RA
    APPROVED
    Since 2000-06-21

Branch Locations

1515 Mockingbird Lane Suite 800, Charlotte, NC 28209 • United States

511 Shepherd St. Ste 101-A, Winston Salem, NC 27103 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
National Life Of Vt Montpelier VT 09/1994 Present
Equity Services, Inc. Winston-Salem NC 02/1998 Present
  • 09/1994 → Present
    National Life Of Vt
    Montpelier, VT
  • 02/1998 → Present
    Winston-Salem, NC
Other Businesses

*POLO DOWNS HOA,3419 POLO RD,WINSTON SALEM,NC 27106,NOT INV RELATED,06/06/2016,BOARD MEMBER,MGMT OF HOA AFFAIRS,2-3 HRS/MTH,NOT DURING TRADE HRS*J. RICK KIRBY,CAROLINA MOTOR SPORTS PARK,3662 KERSHAW HWY,SC 29067,03/2002,ONGOING,NOT INV REL,NOT DURING TRD/HRS,HIGH PERFORMANCE DRIVING INSTRUCTOR,INSTRUCTOR,1 DAY 8-10 TIME PER YEAR*J RICK KIRBY,511 SHEPHERD ST,STE 101-1, WINSTON-SALEM, NC 27103,12/2023,ONGOING,INSURANCE,AGENT,INV REL,DURING TRD/HRS,100%.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1984-12-21
  • S63 Uniform Securities Agent State Law Examination
    1984-12-21
Designations

View on SEC IAPD

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