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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-07-15
GA RA APPROVED 2017-03-25
TN RA APPROVED 2017-03-25
  • TX RA
    APPROVED
    Since 2024-07-15
  • GA RA
    APPROVED
    Since 2017-03-25
  • TN RA
    APPROVED
    Since 2017-03-25

Branch Locations

6 Concourse Pkwy Suite 2700, Atlanta, GA 30328 • United States

Marietta, GA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Metlife Securities Inc. Atlanta GA 07/1990 03/2017
Massmutual Life Insurance Co Atlanta GA 07/2016 Present
Mml Investors Services, Llc Atlanta GA 03/2017 Present
  • 07/1990 → 03/2017
    Metlife Securities Inc.
    Atlanta, GA
  • 07/2016 → Present
    Massmutual Life Insurance Co
    Atlanta, GA
  • 03/2017 → Present
    Atlanta, GA
Previous Registrations
  • 2003-05-02 → 2017-03-25
    Msi Financial Services, Inc.
    Atlanta, GA
    Atlanta, GA
    Atlanta, GA
    Knoxville, TN
Other Businesses

(1)NAME: KEITH HALLMAN INV REL: N ADDR: 203 HIGHLAND DR HIRAM GA 30141 NATURE: ATTEND PERIODIC BOARD MEETINGS AND OFFER FEEDBACK AND ADVICE FOR SISTERS IN RECOVERY LLC POSITION: CHARITY BOARD MEMBER START: 2/1/2016 NO HRS/MO: 1 NO HRS/MO DUR TRADING: 0. (2)NAME: KEITH HALLMAN INV REL: Y ADDR: AT RESIDENTIAL ADDRRESS NATURE: SERVICING METLIFE ANNUITY AND LIFE BUSINESS. HANDLING REQUESTS FOR DISTRIBUTORS AND CHANGES. POSITION: AGENT START: 07/01/2016 NO HRS/MO: 10 NO HRS/MO DUR TRADING: 0. (3)NAME: WEALTH CONNECTIONS LLC INV REL: Y ADD: 3720 DAVINCI CT PEACHTREE CORNERS GA 30092 NATURE: OTHER- LLC FOR DBA POSITION: OWNER START: 3/1/2022 NO HRS/MO: 40 NO HRS/MO DUR TRADING: 40 DESCRIBE DUTIES: MASSMUTUAL DBA- SAME AS IAR.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1993-04-07
S63 Uniform Securities Agent State Law Examination 1985-01-25
  • S65 Uniform Investment Adviser Law Examination
    1993-04-07
  • S63 Uniform Securities Agent State Law Examination
    1985-01-25
Designations

View on SEC IAPD

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