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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2017-03-31
MN RA APPROVED 2013-11-19
  • TX RA
    APPROVED_RES
    Since 2017-03-31
  • MN RA
    APPROVED
    Since 2013-11-19

Branch Locations

641 Lake St. E. Suite 230, Wayzata, MN 55391 • United States

Orono, MN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets , Llc Minnetonka MN 03/2008 Present
Other Businesses

NAME OF ENTITY: Hirshfield's, Inc. ADDRESS: 725 2nd Av N Minneapolis, MN 55405 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: home decorating CAPACITY: Board of Directors * START DATE: 12/01/22 DUTIES: Advise on matters that come before the board. HOURS DEVOTED PER MONTH: .50 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-09-26
S63 Uniform Securities Agent State Law Examination 1984-03-01
  • S66 Uniform Combined State Law Examination
    2002-09-26
  • S63 Uniform Securities Agent State Law Examination
    1984-03-01

View on SEC IAPD

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