Rosemary Taverna

Employer firm

Sovereign Financial Group, Inc. CRD 294314

$1.08B regulatory AUM 5 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/1984 → Present
  The Taverna Group
  Greenwich, CT
• 01/2000 → 03/2020
  Commonwealth Financial Network
  Waltham, MA
• 04/2020 → Present
  Sovereign Financial Group, Inc.
  Stamford, CT

Previous Registrations

• 2017-03-06 → 2020-04-01
  Commonwealth Financial Network
  Stamford, CT
  Greenwich, CT

Other Businesses

1. THE TAVERNA GROUP; INVESTMENT-RELATED/INSURANCE; 500 W. PUTNAM AVE, SUITE 400, GREENWICH, CT 06830; FIXED ANNUITY/PROPERTY CASUALTY INSURANCE SALES; START: 1984; 3-4 HOURS/1 HOUR DURING SECURITIES TRADING HOURS DUTIES: ANNUITY (FIXED) LIFE INSURANCE, DISCUSS VARIOUS PRODUCTS IF CLIENTS ARE LOOKING FOR SUCH INSURANCE-RELATED PRODUCTS. 2. NOTARY PUBLIC; 500 W. PUTNAM AVE, SUITE 400, GREENWICH, CT 06830; NOT INVESTMENT RELATED; START: 7/2016; <1 HOUR/HALF HOUR DURING SECURITIES TRADING HOURS; DUTIES: NOTARIZE FORMS, DOCUMENTS FOR CLIENTS.

Exams

• S65 Uniform Investment Adviser Law Examination
  2017-03-01
• S63 Uniform Securities Agent State Law Examination
  1984-06-13

Other Names

• Rosina Taverna
• Rose Mary Taverna