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Current Employers
Arrow Financial Group

31800 Northwestern Highway Suite 300, Farmington Hills, MI 48334 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2010-12-01
  • MI RA
    APPROVED
    Since 2010-12-01

Branch Locations

31800 Northwestern Highway Suite 300, Farmington Hills, MI 48334 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Osaic Wealth, Inc. Farmington Hills MI 05/2001 Present
Arrow Financial Group Farmington Hills MI 05/2001 Present
  • 05/2001 → Present
    Osaic Wealth, Inc.
    Farmington Hills, MI
  • 05/2001 → Present
    Farmington Hills, MI
Other Businesses

1. ARROW RISK MANAGEMENT, LLC POSITION: owner NATURE: LLC INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 20 START DATE: 06/25/2001 ADDRESS: 31800 Northwestern Highway, Suite 300, Farmington Hills MI 48334, United States DESCRIPTION: we are an insurance agency specializing in life, health, disability and LT care. I am the managing agent in the agency, and supervise the agents in terms of conduct and managing paper flow. 2. ARROW FINANCIAL SOLUTIONS, PLC DBA ARROW FINANCIAL GROUP POSITION: Owner NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 200 SECURITIES TRADING HOURS: 200 START DATE: 01/25/2012 ADDRESS: 31800 Northwestern Highway, Suite 300, Farmington Hills MI 48334, United States DESCRIPTION: This is the OBA announcing our 'DBA' as ARROW Financial Group...moving away from ARROW Financial Solutions, PLC 3. ARROW INVESTMENT MANAGEMENT, LLC POSITION: owner NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 80 SECURITIES TRADING HOURS: 40 START DATE: 06/01/2004 ADDRESS: 31800 Northwestern Highway, Suite 300, Farmington Hills MI 48334, United States DESCRIPTION: We provide financial planning services, and offer asset management services through a variety of TPIA's and the WMP. 4. ARROW INVESTMENT MANAGEMENT, LLC DBA "THE 401K FIXER (TM)" POSITION: owner NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 01/25/2012 ADDRESS: 31800 Northwestern Highway, Suite 300, Farmington Hills MI 48334, United States DESCRIPTION: The 401k Fixer is a has been trademarked through the US Patent and Trademark office and will be used to market consulting and plan solution ideas to defined contribution (401k) plans. 5. AUSABLE ARTISAN VILLAGE POSITION: member of the board NATURE: This is a board of director position for a municipal art gallery, craft school (pottery and painting, etc.) as well as a community arts acting troup. The organization is a 503(c) non-profit. INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 10/01/2025 ADDRESS: 219 Michigan Ave, Grayling MI 49738, United States DESCRIPTION: Frankly, I'm not sure yet but I'm guessing on the treasury committee BUT I will NOT have access to check writing and I will NOT be directing any investment account.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1993-02-11
S63 Uniform Securities Agent State Law Examination 1984-03-27
  • S65 Uniform Investment Adviser Law Examination
    1993-02-11
  • S63 Uniform Securities Agent State Law Examination
    1984-03-27
Designations
Other Names
  • Kent E Bowman
  • Kent Bowman

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