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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2025-10-07
TX RA APPROVED 2025-10-06
  • GA RA
    APPROVED
    Since 2025-10-07
  • TX RA
    APPROVED
    Since 2025-10-06

Branch Locations

Dunwoody, GA • United States

3414 Peachtree Rd Ne Suite 550, Atlanta, GA 30326 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Atlanta GA 02/1988 09/2017
Morgan Stanley Atlanta GA 09/2017 10/2025
Morgan Stanley Private Bank, National Association New York NY 09/2017 10/2025
Raymond James & Associates Atlanta GA 10/2025 Present
Morgan Stanley Private Bank, N.A New York NY 09/2017 Present
  • 02/1988 → 09/2017
    Atlanta, GA
  • 09/2017 → 10/2025
    Atlanta, GA
  • 09/2017 → 10/2025
    Morgan Stanley Private Bank, National Association
    New York, NY
  • 10/2025 → Present
    Raymond James & Associates
    Atlanta, GA
  • 09/2017 → Present
    Morgan Stanley Private Bank, N.A
    New York, NY
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-04-04
S63 Uniform Securities Agent State Law Examination 1984-04-03
  • S66 Uniform Combined State Law Examination
    2003-04-04
  • S63 Uniform Securities Agent State Law Examination
    1984-04-03
Other Names
  • John Fisher
  • John F. Fisher

View on SEC IAPD

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