Sissy Schram Levy

Current Employers

Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2018-10-12
GA	RA	APPROVED	2015-07-07

TX RA
APPROVED_RES

Since 2018-10-12
GA RA
APPROVED

Since 2015-07-07

Branch Locations

Tybee Island, GA • United States

33 Bull Street Suite 200, Savannah, GA 31401 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Stifel, Nicolaus & Company, Incorporated	Savannah	GA	07/2015	Present

07/2015 → Present

Stifel, Nicolaus & Company, Incorporated

Savannah, GA

Previous Registrations

2005-03-17 → 2015-07-07

Intl Advisory Consultants Inc.

Birmingham, AL

Other Businesses

1. Oceanview Owners Association; 9 Oceanview Ct, Tybee Island, GA 31328; HOA; President, VP, Treasurer, and Secretary; Oversee maintenance of property; 05/01/2014; 1 Hour per Month; Not During Securities Trading Hours; Not Investment-Related.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1994-12-02
S63	Uniform Securities Agent State Law Examination	1984-03-23

S65 Uniform Investment Adviser Law Examination

1994-12-02
S63 Uniform Securities Agent State Law Examination

1984-03-23

Other Names

Sissy Levy
Sissy Schramlevy
Sissy Schram Harris
Sissy Schram Harris

View on SEC IAPD