Brian Stuart Jolles

Employer firm

Cambridge Investment Research Advisors, Inc. CRD 134139

$139B regulatory AUM 68,815 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Market timing

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/1986 → Present
  Jolles Financial
  Columbia, MD
• 03/2013 → 01/2019
  Questar Capital Corporation
  Minneapolis, MN
• 03/2013 → 02/2019
  Questar Asset Management
  Minneapolis, MN
• 01/2019 → 06/2019
  Hilltop Securities Independent Network Inc.
  Dallas, TX
• 06/2019 → 08/2023
  Regal Investment Advisors, Llc
  Kentwood, MI
• 06/2019 → 08/2023
  Regulus Financial Group
  Kentwood, MI
• 09/2023 → 10/2025
  Turning Point Financial
  Frederick, MD
• 10/2025 → Present
  Cambridge Investment Research Advisors, Inc.
  Fairfield, IA
• 12/2025 → Present
  Cambridge Investment Research, Inc.
  Fairfield, IA

Previous Registrations

• 2024-01-19 → 2025-11-04
  Turning Point Financial
  Frederick, MD
• 2019-06-21 → 2024-01-22
  Regal Investment Advisors Llc
  Kentwood, MI
  Ellicott City, MD
• 2019-01-29 → 2019-06-25
  Momentum Independent Network Inc.
  Ellicott City, MD
  Dallas, TX
• 2013-03-28 → 2019-02-01
  Questar Asset Management, Inc.
  Minneapolis, MN
  Ellicott City, MD
• 2007-01-04 → 2013-04-16
  Lpl Financial Llc
  Woodstock, MD
  Ellicott City, MD

Other Businesses

1. JOLLES FINANCIAL, 9804 Wilderness Lane, Laurel MD 20723, United States, 03/28/2013, Owner, Insurance/Benefits/Human Resources, NIR, 50 HR/MO - 30 HR/MO TRADING 2. WE PROMOTE HEALTH, INC., 9804 Wilderness Lane, Laurel MD 20723, United States, 01/01/2010, President, Volunteer, NIR, 10 HR/MO - 2 HR/MO TRADING 3. NAIFA, 9804 Wilderness Lane, Laurel MD 20723, United States, 01/01/2019, Board Member, Board Member/Officer/Director/Committee Member/Board Trustee, NIR, 10 HR/MO - 2 HR/MO TRADING

Exams

• S66 Uniform Combined State Law Examination
  2006-12-28
• S63 Uniform Securities Agent State Law Examination
  1994-03-03

Designations

• Chartered Financial Consultant