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Tammi A Lauder

Rockefeller Capital Management

Stamford, CT

Rockefeller Financial LLC

Stamford, CT

New York, NY

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Current Employers
Rockefeller Capital Management

45 Rockefeller Plaza Floor 5, New York, NY 10111 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2024-03-07
TX RA APPROVED 2024-03-07
  • CT RA
    APPROVED
    Since 2024-03-07
  • TX RA
    APPROVED
    Since 2024-03-07

Branch Locations

300 First Stamford Place Suite 230, Stamford, CT 06902 • United States

Rockefeller Financial Llc

45 Rockefeller Plaza Floor 5, New York, NY 10111 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2022-04-01
TX RA APPROVED 2022-04-01
  • CT RA
    APPROVED
    Since 2022-04-01
  • TX RA
    APPROVED
    Since 2022-04-01

Branch Locations

300 First Stamford Place Suite 230, Stamford, CT 06902 • United States

45 Rockefeller Plaza, New York, NY 10111 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P Morgan Securities Inc. White Plains NY 08/2010 12/2017
Jpmorgan Chase Bank, N.A. White Plains NY 10/2010 12/2017
Fieldpoint Private Securities Llc Greenwich CT 12/2017 04/2022
Rockefeller Financial Llc Stamford CT 04/2022 Present
Rockefeller Capital Management Stamford CT 02/2024 Present
  • 08/2010 → 12/2017
    J.P Morgan Securities Inc.
    White Plains, NY
  • 10/2010 → 12/2017
    Jpmorgan Chase Bank, N.A.
    White Plains, NY
  • 12/2017 → 04/2022
    Fieldpoint Private Securities Llc
    Greenwich, CT
  • 04/2022 → Present
    Rockefeller Financial Llc
    Stamford, CT
  • 02/2024 → Present
    Rockefeller Capital Management
    Stamford, CT
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1995-06-05
S63 Uniform Securities Agent State Law Examination 1984-03-01
  • S65 Uniform Investment Adviser Law Examination
    1995-06-05
  • S63 Uniform Securities Agent State Law Examination
    1984-03-01
Other Names
  • Tammi A Laudee
  • Tammi Anne Brown
  • Tammi Anne Woolf
  • Tammi Anne Woolf
  • Tammi Anne Brown

View on SEC IAPD

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