Joel David Jason

Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2019-12-18
TX	RA	APPROVED_RES	2009-06-19
VA	RA	APPROVED	2001-02-06

FL RA
APPROVED

Since 2019-12-18
TX RA
APPROVED_RES

Since 2009-06-19
VA RA
APPROVED

Since 2001-02-06

Branch Locations

One Commercial Place, Norfolk, VA 23510 • United States

Wells Fargo Center/ 440 Monticello Avenue Suite 2000, Norfolk, VA 23510 • United States

525 Okeechobee Blvd Suite 1500, West Palm Beach, FL 33401 • United States

Palm Beach, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc.	Norfolk	VA	02/2000	Present

02/2000 → Present

Ubs Financial Services Inc.

Norfolk, VA

Other Businesses

Virginia Beach Vision / 5101 Cleveland St. #202 Va. Beach,Va. 23462 / Association (i.e., Trade or Industry, Sport...)/ Other non profit business based association dedicated to the betterment of our community. / create a vision and advance initatives to the city of Virginia Beach / Member of Board of Directors / / Attend monthly meetings / Start Date 3/7/2017 /

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1984-04-19

S63 Uniform Securities Agent State Law Examination

1984-04-19

View on SEC IAPD