David Lemoyne Barnes

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2013 → 01/2019
  Lpl Financial Llc
  Irving, TX
• 11/2013 → 01/2019
  Householder Group Estate & Retirement Specialists
  Irving, TX
• 01/2019 → 09/2020
  Securities Service Network
  Irving, TX
• 01/2019 → 09/2020
  Ssn Advisory Inc
  Irving, TX
• 09/2020 → 06/2024
  Securities America, Inc.
  Grapevine, TX
• 09/2020 → 06/2024
  Securities America Advisors, Inc.
  Grapevine, TX
• 06/2024 → Present
  Osaic Wealth, Inc.
  Grapevine, TX

Previous Registrations

• 2020-09-18 → 2024-06-14
  Securities America Advisors, Inc.
  Grapevine, TX
  Irving, TX
• 2019-01-22 → 2020-09-18
  Ssn Advisory, Inc.
  Irving, TX
• 2013-11-06 → 2019-03-21
  Householder Group Estate & Retirement Specialists
  Irving, TX
• 2010-03-09 → 2013-10-31
  Householder Group Financial Advisors, Llc
  Irving, TX
• 2007-04-10 → 2010-03-08
  Osaic Services, Inc.
  Irving, TX
• 2004-08-03 → 2009-11-18
  Householder Group, Estate & Retirement Specialists
  Flower Mound, TX

Other Businesses

1. DBA - Enrich Financial Group 2. BUSINESS BRIEFING POSITION: I chair it NATURE: Social Business Club INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 01/03/2013 ADDRESS: 206 East College Street, Suite 200, Grapevine TX 76051 DESCRIPTION: Discuss common business challenges and issues of the day. 3. ENRICH FINANCIAL GROUP ESTATE & RETIREMENT SERVICES POSITION: Sole Prop NATURE: Entity for business, non variable insurance, financial planning, estate planning and accounting services to my business and clients. INVESTMENT RELATED: Yes NUMBER OF HOURS: 15 SECURITIES TRADING HOURS: 0 START DATE: 01/03/2013 ADDRESS: 206 E. College St., Suite 200, Grapevine TX 76051 DESCRIPTION: (To the extent fixed annuities and indexed life are investment related then yes they would be OBA investment related.) Planning, coordination and interaction with clients and prospects related to the nature of this OBA 4. DAVIDBARNES,MBA SEMINARS POSITION: Sole Prop NATURE: Financial education seminars at local colleges and other establishments INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 01/05/2015 ADDRESS: 206 E. College St., Suite 200, Grapevine TX 76051 DESCRIPTION: Seminar teacher, speaker and coordinator 5. TESLA TIME TRAVELS LLC POSITION: Co/Jt Owner NATURE: LLC INVESTMENT RELATED: No NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 2 START DATE: 10/15/2024 ADDRESS: 206 E. College St., Suite 203, Grapevine TX 76051, United States DESCRIPTION: Provide guidance, insight, administrative and advice to an ecommerce business focused primarily on pets, antiques, entertainment, experiential, jewelry, events and travel products.

Exams

• S66 Uniform Combined State Law Examination
  2004-07-13
• S63 Uniform Securities Agent State Law Examination
  1984-02-28

Other Names

• David Lemoyne Barnes
• David L Barnes