Robert Frederick Kays

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/1985 → 12/2024
  Risk Management Insurance Services, Inc.
  West Linn, OR
• 10/1993 → 08/2020
  Kms Financial Services, Inc.
  Seattle, WA
• 08/2020 → 12/2024
  Scf Securities, Inc.
  Fresno, CA
• 08/2020 → 12/2024
  Scf Investment Advisors, Inc.
  Fresno, CA
• 12/2024 → Present
  Lpl Financial
  West Linn, OR

Previous Registrations

• 2020-08-31 → 2024-12-02
  Scf Investment Advisors, Inc.
  San Diego, CA
  West Linn, OR
• 2003-08-04 → 2020-08-31
  Kms Financial Services, Inc.
  West Linn, OR

Other Businesses

1 - 11/2024 - Risk Management Planning Services - DBA for LPL Business (entity for LPL business) - Inv Related - 200 Hours/Month - At reported business location(s). 2 - 11/2024 - Risk Management Insurance Services Inc - Insurance Agency - Inv Related - 10 Hours/Month - OR 97068 - OBA Start Date: 07/01/1985.

Exams

• S66 Uniform Combined State Law Examination
  2003-03-10
• S65 Uniform Investment Adviser Law Examination
  1999-02-24
• S63 Uniform Securities Agent State Law Examination
  1993-09-23

Other Names

• Bob Kays