Mike Johnson

Employer firm

Pfs Investments Inc. CRD 10111

$15.5B regulatory AUM

Reported services (Item 5G)

Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers

Pfs Investments Inc.

1 Primerica Parkway, Duluth, GA 30099-0001 • United States

Current Registrations

Authority	Category	Status	Date
WV	RA	APPROVED	2011-07-05

WV RA
APPROVED

Since 2011-07-05

Branch Locations

3058 Mt Vernon Road, Hurricane, WV 25526 • United States

Scott Depot, WV • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Primerica Financial Services	Hurricane	WV	04/1983	Present
Pfs Investments Inc.	Hurricane	WV	05/1986	Present

04/1983 → Present

Primerica Financial Services

Hurricane, WV
05/1986 → Present

Pfs Investments Inc.

Hurricane, WV

Other Businesses

Sales of investment-related products; part-time or full-time, for companies affiliated with PFS Investments Inc. I may also receive non-investment related compensation from Primerica Mortgage, LLC for the sale of loan products and/or Primerica Client Services, Inc. (a co-located affiliate of PFS Investments Inc.) for part-time referrals of home security and automation products, as well as other home related services. Mike Johnson, Investment Related, Non Operational, 3526 Teays Valley Rd Hurricane WV 25526, Nature of Business (Sole Proprietorship), Owner, 10/1998 to Present, 0 hours per month (0 hours per month during securities trading hours).

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2011-05-10
S63	Uniform Securities Agent State Law Examination	1984-04-26

S65 Uniform Investment Adviser Law Examination

2011-05-10
S63 Uniform Securities Agent State Law Examination

1984-04-26

View on SEC IAPD