Janice Kay Hobbs

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/1989 → Present
  Lpl Financial, Llc
  Orange, CA

Other Businesses

(1) 02/17/2005: No Business Name - Mortgage/Real Estate Services - INV REL - At Reported Business Location(s) - REAL ESTATE BROKER (2) 02/17/2005: No Business Name - Non-Variable Insurance - INV REL - At Reported Business Location(s) (3) 12/27/2010: JAN HOBBS FINANCIAL GROUP - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). (4) 11/15/2017 - JDA Advisors - Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Start Date 01/01/2017 - 40 Hours Per Month/40 Hours During Securities Trading. (5) 12/2/2020 - SageMint Wealth - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 12/01/2020 - 40 Hours Per Month During Securities Trading.

Exams

• S65 Uniform Investment Adviser Law Examination
  1996-09-24
• S63 Uniform Securities Agent State Law Examination
  1985-04-04