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Michael Dean Karstens

Captrust

Omaha, NE

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Current Employers
Captrust

4208 Six Forks Rd Suite 1700, Raleigh, NC 27609 • United States

Current Registrations

AuthorityCategoryStatusDate
NE RA APPROVED 2022-08-22
TX RA APPROVED 2022-08-19
  • NE RA
    APPROVED
    Since 2022-08-22
  • TX RA
    APPROVED
    Since 2022-08-19

Branch Locations

10250 Regency Circle, Suite 100, Omaha, NE 68114 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Frontier Wealth Management, Llc Kansas City MO 04/2020 07/2022
Capfinancial Partners, Llc (Captrust) Raleigh NC 07/2022 Present
Karstens Investment Counsel, Inc. Omaha NE 12/2005 03/2020
  • 04/2020 → 07/2022
    Frontier Wealth Management, Llc
    Kansas City, MO
  • 07/2022 → Present
    Capfinancial Partners, Llc (Captrust)
    Raleigh, NC
  • 12/2005 → 03/2020
    Karstens Investment Counsel, Inc.
    Omaha, NE
Previous Registrations
  • 2020-05-14 → 2022-10-21
    Fwm Legacy, Llc
    Leawood, KS
    Omaha, NE
  • 2006-01-09 → 2020-03-30
    Karstens Investment Counsel, Inc.
    Omaha, NE
  • 2004-10-18 → 2006-01-10
    Westwood Wealth Management
    Omaha, NE
  • 1994-07-28 → 2004-10-21
    Karstens Investment Counsel, Inc.
    Omaha, NE
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1993-04-21
S63 Uniform Securities Agent State Law Examination 1987-02-07
  • S65 Uniform Investment Adviser Law Examination
    1993-04-21
  • S63 Uniform Securities Agent State Law Examination
    1987-02-07
Designations

View on SEC IAPD

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