Alexis Schumann

Current Employers

Employment History

• 08/2012 → 06/2024
  Sagepoint Financial
  Phoenix, AZ
• 06/2024 → 12/2025
  Cadaret Grant & Co., Inc.
  Syracuse, NY
• 05/2020 → 06/2024
  Ladenburg Thalmann & Co., Inc.
  New York, NY
• 05/2020 → 06/2024
  Triad Advisors
  Atlanta, GA
• 07/2014 → 06/2024
  Osaic Wealth, Inc.
  Jersey City, NJ
• 03/2025 → 08/2025
  Grove Point Investments, Llc
  Rockville, MD
• 03/2026 → Present
  Cambridge Investment Research, Inc.
  Fairfield, IA
• 04/2026 → Present
  Cambridge Investment Research, Inc.
  Fairfield, IA
• 04/2026 → Present
  Cambridge Investment Research Advisors, Inc.
  Fairfield, IA

Previous Registrations

• 2024-06-24 → 2025-12-09
  Cadaret, Grant & Co., Inc.
  Syracuse, NY
  Cave Creek, AZ
  Syracuse, NY
• 2025-11-04 → 2025-12-09
  Next Financial Group, Inc.
  Houston, TX
  Syracuse, NY
• 2014-07-30 → 2024-06-27
  Osaic Wealth, Inc.
  Scottsdale, AZ
• 2014-07-30 → 2024-01-19
  Woodbury Financial Services, Inc.
  Oakdale, MN
• 2014-07-30 → 2023-11-03
  Fsc Securities Corporation
  Atlanta, GA
• 2012-09-04 → 2023-09-29
  Osaic Services, Inc.
  Scottsdale, AZ
• 2012-04-26 → 2012-08-03
  Householder Group Financial Advisors, Llc
  Scottsdale, AZ
• 2002-07-05 → 2005-09-16
  Sunamerica Securities, Inc.
  Phoenix, AZ

Other Businesses

1) AVS Consulting and Planning LLC, 5138 E Duane Lane, Cave Creek, AZ 85331, 12/2025, Owner, Consulting/Coaching, NIR, 1 HR/MO, 0 HR/MO TRADING 2) CIRA, 1776 Pleasant Plain Road, Fairfield, IA 52556, 04/2026, Investment Advisor Representative, CIRA Affiliation, INV REL, 160 HR/MO, 120 HR/MO TRADING

Exams

• S66 Uniform Combined State Law Examination
  2012-04-13
• S63 Uniform Securities Agent State Law Examination
  2001-11-12

Other Names

• Alexis Veronica Schumann
• Alexis V Schumann
• Alexis V Wherry