James Andrew Covell

Current Employers

Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2021-08-06
TX	RA	APPROVED_RES	2015-02-05

NY RA
APPROVED

Since 2021-08-06
TX RA
APPROVED_RES

Since 2015-02-05

Branch Locations

223 West Montauk Highway Suite 206, Hampton Bays, NY 11946-3536 • United States

Southampton, NY • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Rbc Capital Markets, Llc	New York	NY	03/2008	Present
City National Bank	New York	NY	09/2018	01/2025

03/2008 → Present

Rbc Capital Markets, Llc

New York, NY
09/2018 → 01/2025

City National Bank

New York, NY

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1999-12-06
S63	Uniform Securities Agent State Law Examination	1984-04-24

S65 Uniform Investment Adviser Law Examination

1999-12-06
S63 Uniform Securities Agent State Law Examination

1984-04-24

View on SEC IAPD

Current Employers

Rbc Capital Markets, Llc

Disclosures

Employment History

Exams

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