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Current Employers
Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2012-04-28
NJ RA APPROVED 2007-02-26
  • TX RA
    APPROVED_RES
    Since 2012-04-28
  • NJ RA
    APPROVED
    Since 2007-02-26

Branch Locations

3 Werner Way Round Valley Executive Center, Lebanon, NJ 08833 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Thrivent Investment Management Appleton WI 04/2004 Present
Thrivent Financial For Lutherans Appleton WI 04/2004 Present
  • 04/2004 → Present
    Thrivent Investment Management
    Appleton, WI
  • 04/2004 → Present
    Thrivent Financial For Lutherans
    Appleton, WI
Other Businesses

LITERACY VOLUNTEERS OF SOMERSET COUNTY POSITION: Board president NATURE: Promotes literacy throughout the community. Provides tutoring and literacy programs for adults. INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 09/19/2018 ADDRESS: 120 Finderne Ave, Bridgewater NJ 08807, United States DESCRIPTION: The board members guide the organization and attempt to further its mission.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-02-23
S63 Uniform Securities Agent State Law Examination 1984-03-22
  • S66 Uniform Combined State Law Examination
    2007-02-23
  • S63 Uniform Securities Agent State Law Examination
    1984-03-22

View on SEC IAPD

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