John Cochran Buck

Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2010 → 05/2020
  Morgan Stanley Smith Barney
  Bethesda, MD
• 01/2015 → 05/2020
  Morgan Stanley Private Bank, National Association
  New York, NY
• 05/2020 → Present
  Raymond James Financial Services, Inc
  Chevy Chase, MD
• 05/2020 → Present
  Raymond James Financial Services Advisors
  Chevy Chase, MD
• 07/2020 → Present
  Lagniappe Financial, Inc.
  Chevy Chase, MD
• 05/2020 → 03/2023
  Concurrent
  Chevy Chase, MD

Previous Registrations

• 2010-12-03 → 2020-05-26
  Morgan Stanley
  Bethesda, MD
  Bethesda, MD
  Chevy Chase, MD
• 2003-11-03 → 2010-12-06
  Truist Investment Services, Inc.
  Bethesda, MD
  Bethesda, MD
  Bethesda, MD
• 2000-09-08 → 2003-11-04
  Raymond James Financial Services, Inc.
  Washington, DC

Other Businesses

(1)Name of Business: Lagniappe Financial Inc Address: 4445 Willard Ave Ste 600, Chevy Chase, MD, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 07/28/2020 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Opened a corporation-per accountant- to have my Raymond James paychecks deposited to.

Exams

• S66 Uniform Combined State Law Examination
  2000-07-20
• S63 Uniform Securities Agent State Law Examination
  1984-08-03

Other Names

• John Cochran Buck